Navigating FSMA: A Clear Guide for Family Offices
12:00 – 13:00 | 13 MAY 2026
Join financial services regulatory partner Simon Sutcliffe, for a live webinar and Q&A as they lock the essentials of how UK financial services regulation applies to private investment activity within single and multi‑family offices. This fast‑paced session breaks down the key regulated activities most relevant to family offices, explains the crucial ‘business test’ under FSMA, and walks through real‑world scenarios where FCA authorisation may or may not be required. We’ll also explore regulatory hosting solutions for teams who need a compliant route to market without becoming fully authorised themselves.
Clear, practical, and tailored for family office teams – this session will help you understand your regulatory perimeter and operate with confidence.
Topics covered:
- The kinds of regulated activities most relevant to family office activity
- The ‘business test’ element of undertaking regulated activities under FSMA
- Scenarios in which family offices are more or less likely to need FCA authorisation
- Regulatory hosting solutions for when FCA authorisation is required
PRESENTED BY
Simon Sutcliffe
Partner
Simon Sutcliffe
Simon is a financial services regulatory lawyer who helps clients navigate the regulatory landscape to successfully start, grow and operate financial services businesses.
He has over 15 years’ financial services experience, gained in leading law firms and in-house in the Legal and Compliance teams of fund management, banking and brokerage institutions. He understands a wide variety of business operating models and offers commercially focussed advice.
RESGITRATION
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